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Page 1 of 2 Form L 2-60.2 (01/2018)

CONDUCT SURETY BOND

L 2-60.2

(01/2018)

BOND NUMBER↓

(1)

KNOW ALL MEN BY THESE PRESENTS:

(For Surety Company’s Use)

THAT WE, (2)

as PRINCIPAL, and (3)

as SURETY, duly authorized and qualified to do business as a surety company in this State, are firmly bound unto THE

STATE OF TEXAS in sum of (4)

dollars payable at Austin, Travis County, Texas, and for the payment of which, well and truly to be made, PRINCIPAL

binds himself, his heirs, executors and administrators, jointly and severally, or itself, its successors and assigns, and the

SURETY binds itself, its successors and assigns, firmly by these presents.

WHEREAS, PRINCIPAL is the holder of (5)

(Type of Permit/License – See reverse side)

granted the privileges by said permit to be exercised in the city of (6)

(If not located in a city/town, leave blank and insert county name in #7)

(7) County, Texas, pursuant to the provisions of the Texas Alcoholic Beverage Code.

NOW, THEREFORE, THE CONDITION OF THE OBLIGATION is such that the Principal shall faithfully conform

with the Texas Alcoholic Beverage Code and Rules of the Commission. If the holder of this permit or license violates a

law of the state relating to alcoholic beverages or a rule of the commission, the amount of the bond shall be paid to the

state, SUBJECT, HOWEVER, to the following terms and conditions:

1. This bond shall become effective on the date of the issuance of above permit or license by the Texas Alcoholic

Beverage Commission and shall remain in full force and effect until cancelled, and thereinafter provided, or until

such permit or license and succeeding renewals of the permit or license have expired.

2. This bond may be cancelled as to liability for future defaults at any time by the SURETY, upon giving thirty (30)

days written notice, in which event the liability of the SURETY shall at the expiration of said thirty (30) days,

cease an

d terminate, it being understood that the SURETY shall be liable for the default of the PRINCIPAL in

fully discharging any liability on his or its part as above set forth, accruing during the life of the permit or license,

and while this bond is in full force and effect.

3. The liability of the SURETY shall not exceed the amount above stated.

PRINCIPAL

SURETY COMPANY

IN TESTIMONY, WHEREOF, said PRINCIPAL has

hereunto subscribed his or their names or has cause this

instrument to be signed by its duly authorized officers and

its corporate seal to be hereunto affixed this date:

A.D.,

SIGN

HERE

(Signature of Principal)

PRINCIPAL MUST BE SHOWN AS: WHO MUST SIGN:

IN TESTIMONY WHEREOF, said SURETY has

caused t

his instrument to be signed by it duly authorized

officers and its corporate seal to be hereunto affixed this

date:

A.D.,

SIGN

HERE

(Signature of Attorney-in-Fact for Surety Company)

(Surety Company Name)

(Surety Company Mailing Address)

(Surety Company Area Code and Phone Number)

(Agent’s Area Code and Phone Number)

Proprietorship-individual owner

-individual

Partnership-all partners’ names

-partner

Corporation-corporate name

-officer

Limited partnership-partnership name & general partner

-general partner

Limited liability partnership-partnership name & all partners

-general partner

Limited liability company-company name

-officer/manager

Private Club-club name, if corporation, corporate name

-officer

(COMPLETE NEXT PAGE)

Page 2 of 2 Form L 2-60.2 (01/2018)

ACKNOWLEDGMENTS

No. 1 (FOR PRINCIPAL)

BEFORE ME, the undersigned authority in and for said State on this day personally appeared

known to me to be the person whose name is subscribed to the

(Name of Principal)

foregoing instrument, and acknowledged to me that he or she executed the same, for the purposes and considerations

therein expressed.

Given under my hand and seal of office, this date A.D.,

SIGN

(S E A L) HERE

Notary Public

No. 2 (FOR SURETY COMPANY)

BEFORE ME, the undersigned authority in and for said State on this day personally appeared

known to me to be the person whose name is subscribed to the

(Name of Attorney-in-Fact)

foregoing instrument, and acknowledged to me that he or she executed the same as the act and deed of the surety

company thereof, and for the purposes and considerations therein expressed, and in the capacity therein stated.

Given under my hand and seal of office, this date A.D.,

SIGN

(S E A L) HERE

Notary Public

NO. 1 – PRINCIPAL-ACKNOWLEDGMENT

Name of principal who signed the bond must be shown.

Notary public must date, sign the acknowledgment and affix

notary seal.

NO. 2 – SURETY COMPANY-ACKNOWLEDGMENT

Name of attorney-in-fact who signed the bond must be shown.

Notary Public must date sign the acknowledgment and affix

notary seal.

I N S T R U C T I O N S

1. As required under Section 11.11 and 61.13 of the Texas Alcoholic Beverage Code, this bond must accompany all original

applications for the licenses/permits listed below unless you qualify to hold a Food and Beverage Certificate and are in the

process of applying for a Food and Beverage Certificate. For renewals, if you hold a Food and Beverage Certificate and are

renewing the certificate, you do not have to submit this bond. If the original/renewal application for the Food and Beverage

Certificate is not approved, a bond will be required.

Type of Permit

Bond Amount

Type of Permit

Bond Amount

Mixed Beverage Permit (MB)

Private Club Registration Permit (N)

Private Club for Beer and Wine Permit (NB)

Private Club Exemption Certificate Permit (NE)

Wine and Beer Retailer’s Permit-Excursion Boat (V)

Wine and Beer Retailer’s Permit-Railway Car (Y)

Wine and Beer Retailer’s Permit (BG)

Retail Dealer’s On Premise License (BE)

*$5,000 or $10,000

Package Store Permit (P)

Wine Only Package Store Permit (Q)

Wine & Beer Retailer’s Off Premise

Permit (BQ)

$10,000

Only required if the business is located within 1000 feet of a

public school measuring from property line to property line

2. *$5,000/$10,000 – A bond is required

in the amount of $5,000 unless the business is located within 1,000 feet of a public

school measuring from property line to property line. If within 1,000 feet of a school, a bond in the amount of $10,000 will be

required.

3. On the face of the bond: No. (1) must indicate bond number No. (5) type of permit/license as shown above

No. (2) name of principal No. (6) city of business location

No. (3) the surety company name No. (7) county of business location

No. (4) bond amount

4. Ensure the principal date is entered and the principal has signed the bond.

5. The attorney-in-

fact must date the bond; sign his/her name, enter surety company name, surety mailing address and surety

telephone number.

6. Power of Attorney authorizing attorney-in-fact to sign for Surety Company must attached.

This form will not be accepted with any alterations or whiteouts on the face of the bond. Bond riders will be accepted from

bonding company to correct errors noted by the Commission. Corrections in the acknowledgments will be accepted if the notary

public has initialed the correction made thereon.

Page 1 of 1 Form L 2-61.4 (01/2018)

IRREVOCABLE LETTER OF CREDIT

(For Conduct Surety Purposes Only)

L 2-61.4

(01/2018)

Irrevocable Letter of Credit No.

(1)

Obligation of this security is for compliance with the Alcoholic Beverage Code and Rules of the Texas Alcoholic Beverage Commission. Title 3, Subtitle

A, Chapter11, Subchapter A, Sec. 11.11 and Subtitle B, Chapter 61, Subchapter A, Sec. 61.13 of the Alcoholic Beverage Code 1995, As Amended.

We hereby establish our irrevocable letter of credit in favor of the State of Texas for the account of (2)

doing business as (3)

located (4) , (5) , Texas,

under (6) license/permit (7)

This letter of credit is effective up to the aggregate amount of (8)

This letter of credit shall remain in effect until the (9) is

released or discharged by the Texas Alcoholic Beverage Commission or until the expiration date of (10) .

This is your authority to draw drafts for the full amount of (8) . The condition of the

obligation of this letter of credit is such that the permittee or licensee shall faithfully conform with the Texas Alcoholic Beverage Code

and rules of the commission. If the holder of this permit or license violates a law of the state relating to alcoholic beverages or a rule of

the commission, the amount of the letter of credit shall be paid to the state.

All drafts are to be marked “Drawn under Letter of Credit No. (1) .”

FOR BANK

SIGN

HERE

(Signature of Bank Officer)

(Title of Bank Officer)

Name of Bank

Address

City, State, Zip

Area Code + Phone No.

Before me, the undersigned authority, on this day of A.D.,

the bank officer whose name is subscribed to the foregoing instrument personally appeared, and acknowledged to me that he or she

executed the same as the act and deed of the above referenced bank, for the purposes and considerations therein expressed and in

the capacity therein stated.

SIGN

S E A L HERE:

(Notary Public in and for the State of Texas)

FOR APPLICANT

SIGN

HERE

(Signature of Applicant)

Before me, the undersigned authority, on this day of A.D.,

the applicant whose name is subscribed to the foregoing instrument personally appeared, and acknowledged to me that he or she

executed the same for the purposes and considerations therein expressed.

SIGN

S E A L HERE

(Notary Public in and for the State of Texas)

INSTRUCTIONS

(1) Irrevocable Letter of Credit number

(2) Name of Applicant:

IF: Corporation ----------- Corporate name must be shown

Partnership ----------- All partners’ names must be shown

Limited Partnership - Name of limited partnership and general partner must be shown

Private Club ---------- Name of the club must be shown–(If Corporation-Corporate name)

Proprietorship -------- Name of individual must be shown

(6) Type of Permit- (Mixed Beverage Permit, All Types of

Private Club Permits, Package Store Permit, Wine

Only Package Store Permit, Wine and Beer

Retailer’s Permit, Beer Retail Dealer’s On-Premise

License, Wine & Beer Retailer’s Off-Premise Permit,

Wine & Beer Retailer’s Permit-Railway Car, Wine &

Beer Retailer’s Permit-Excursion Boat)

Limited Liability Partnership – Name of limited liability partnership and all partner’s names must be shown

Limited Liability Company ----- Name of limited liability company must be

shown

(3) Trade Name of Business

(4) Actual Business Address (Not Mail Address)

(5) City of Business Location

(7) License/Permit Number, If Issued

(8) Amount ($5,000/$10,000)

(9) Name of Bank

(10) Expiration Date (Must be 42 months from date of issue)

THIS FORM WILL NOT BE ACCEPTED WITH ANY WHITEOUTS OR ALTERATIONS.

NOTARIZED AMENDMENTS FROM BANK WILL BE ACCEPTED TO CORRECT ERRORS NOTED BY THE COMMISSION.

TABC

USE

ONLY

Date/Signature of Personnel Verifying Bank Information:

Name of Bank Personnel Contacted:

Page 1 of 2 Form L 2-62.2 (01/2018)

A S S I G N M E N T

(FOR CONDUCT SURETY PURPOSES ONLY)

L 2-62.2

(01/2018)

(1) hereinafter called assignor, whose principal place of

business is (2)

(3) , Texas,

do (does) hereby assign, and set over the Texas Alcoholic Beverage Commission of the State of Texas, all right, title

and interest of whatever nature, of assignor, in and to the insured account of assignor in the (4)

evidenced by (5)

in the amount of (6) $ numbered (7)

Assignor agrees the this assignment carries with it the right to the insurance of the account by the (8)

and includes and gives the right to the Administrator of the Texas Alcoholic Beverage Commission of the State of Texas

to redeem, collect, and withdraw the full amount of such account at any time WITHOUT NOTICE TO THE ASSIGNOR.

The condition of the obligation of this assignment is such that the permittee or licensee shall faithfully conform with the

Texas Alcoholic Beverage Code and Rules of the commission. If the holder of this permit or license violates a law of

the state relating to alcoholic beverages or a rule of the commission, the amount of the certificate of deposit shall be

paid to the state.

Assignor herby notifies the above named (4) of the assignment.

SIGN

Date HERE

(Signature of Assignor)

RECEIPT FOR NOTICE OF ASSIGNMENT

Receipt is acknowledged to the Administrator of the Texas Alcoholic Beverage Commission of the State of Texas of

written notice of the assignment to said State of Texas of the account identified above. We have noted in our records

the State’s interest in said account as shown by the above assignment. We certify that we have received no notice of

any lien, encumbrance, hold, claim, or obligation of the above-identified account prior to assignment to the State of

Texas. We agree to make payment by mail to the State of Texas upon demand by mail in accordance with the laws

applicable to this (9) .

Date

SIGN

HERE

(Signature of Bank Officer)

(Title of Bank Officer)

Name of Bank

Address

City, State, Zip

Area Code & Phone No.

INSTRUCTIONS

(1) Name of Applicant: IF: Corporation ------------------------------------ Corporate name must be shown

Partnership ------------------------------------ All partners’ names must be shown

Limited Partnership -------------------------- Name of limited partnership and general partner must be shown

Private Club ----------------------------------- Name of the club must be shown-(If Corporation-Corporate name)

Proprietorship --------------------------------- Name of individual must be shown

Limited Liability Partnership --------------- Name of limited liability partnership and all partners’ names must be shown

Limited Liability Company ----------------- Name of limited liability company must be shown

(2) Trade Name of Business (6) Amount in words and figures

(3) Actual Business Address and City (Not Mail Address) (7) Number of C.D. or Savings Account

(4) Name of Bank, association or credit union (8) Name of U.S. Agency insuring deposit

(5) Description of automatically renewable time Certificate of Deposit or Savings Account (9) Bank, association or credit union

THE ASSIGNMENT OF THIS CERTIFICATE OF DEPOSIT OR SAVINGS ACCOUNT PASSBOOK PROHIBITS THE BANK FROM

DISPERSING THE PRINCIPAL MONIES ASSIGNED TO THE TEXAS ALCOHOLIC BEVERAGE COMMISSION UNTIL

RELEASED OR DISCARDED, IN WRITING, BY THE TEXAS ALCOHOLIC BEVERAGE COMMISSION.

Page 2 of 2 Form L 2-62.2 (01/2018)

ACKNOWLEDGMENTS

No. 1 (FOR ASSIGNOR)

BEFORE ME, the undersigned authority in and for said State on this day personally appeared

known to me to be the person whose name is subscribed to the

(Name of Assignor)

foregoing instrument, and acknowledged to me that he or she executed the same, for the purposes and considerations

therein expressed.

Given under my hand and seal of office, this day of A.D.,

SIGN

HERE

(S E A L) Notary Public

No. 2 (FOR BANK OR SAVINGS ASSOCIATION)

BEFORE ME, the undersigned authority in and for said State on this day personally appeared

known to me to be the person whose name is subscribed to the

(Name of Bank Officer)

foregoing instrument, and acknowledged to me that he or she executed the same as the act and deed of the surety

company thereof, and for the purposes and considerations therein expressed, and in the capacity therein stated.

Given under my hand and seal of office, this day of A.D.,

SIGN

HERE

(S E A L) Notary Public

NO. 1 – ASSIGNOR

Name of assignor (permittee/licensee) who signed the

assignment must be shown.

Notary public must date, sign the acknowledgment and

affix notary seal.

NO. 2 – BANK OR SAVINGS ASSOCIATION

Name of bank officer who signed the assignment must be

shown.

Notary Public must date sign the acknowledgment and

affix notary seal.

INFORMATION

1. As required under Section 11.11 and 61.13, this assignment form may only be used for Conduct Surety purposes

and the certificate of deposit or savings account must be issued by a Texas bank, savings institution or credit

union.

2. Upon expiration of a license or permit, its voluntary cancellation, or upon the applicant’s subsequent approval for

exemption from the surety requirements, the licensee or permittee may request (in writing) the release and return

of the security supporting their license or permit.

3. The release of this security will not be unreasonably withheld; however, the bank, savings institution or credit union

is not released from its obligation until they receive written notice of the release from this agency.

Page 1 of 2 Form L 2-63 (01/2018)

PERFORMANCE BOND

L 2-63

(01/2018)

BOND NUMBER